Ellison Lawrence Joseph's Form 4 filing
Oracle CorpORCL · filed Jul 17, 2024
- Accession no.
- 0001127602-24-020602
- Filed
- Jul 17, 2024
- Trade date
- Jul 15-16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $322.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ellison Lawrence JosephCIK 0000901999 | Director, Officer (Executive Chairman), 10% Owner, Other: Chief Technology Officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2024 | Common Stock | MOption exerciseAcquired | +1,125,000 | $40.47 | +$45,528,750 | 1,146,857,353 | Direct | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −579,765 | $142.64F1 | −$82,697,679.6 | 1,146,277,588 | Direct | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −81,871 | $143.45F2 | −$11,744,394.95 | 1,146,195,717 | Direct | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −237,491 | $144.61F3 | −$34,343,573.51 | 1,145,958,226 | Direct | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −191,252 | $145.34F4 | −$27,796,565.68 | 1,145,766,974 | Direct | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −34,621 | $146.30F5 | −$5,065,052.3 | 1,145,732,353 | Direct | |
| Jul 16, 2024 | Common Stock | MOption exerciseAcquired | +1,125,000 | $40.47 | +$45,528,750 | 1,146,857,353 | Direct | |
| Jul 16, 2024 | Common Stock | SSaleDisposed | −1,037,873 | $142.53F6 | −$147,928,038.69 | 1,145,819,480 | Direct | |
| Jul 16, 2024 | Common Stock | SSaleDisposed | −87,127 | $143.17F7 | −$12,473,972.59 | 1,145,732,353 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2024 | Common Stock | MOption exerciseDisposed | −1,125,000 | $0.00 | $0 | 1,125,000 | Direct | |
| Jul 16, 2024 | Common Stock | MOption exerciseDisposed | −1,125,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $141.98 to $142.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $142.98 to $143.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $143.98 to $144.9772. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $144.98 to $145.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $145.98 to $146.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $142.05 to $143.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $143.05 to $143.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.