Ward Thomas J 的 Form 4 申報
Snap-on Inc（SNA），2023/12/21 申報
- 申報編號
- 0001127602-23-030309
- 申報時間
- 2023/12/21
- 交易日
- 2023/12/19-12/20
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $651.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ward Thomas JCIK 0001320928 | 高階主管（Sr VP & President - RS&I Group） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/12/19 | Common Stock | M行使選擇權取得 | +16,630 | $168.70 | +$2,805,481 | 65,313.81 | 直接 | |
| 2023/12/19 | Common Stock | S賣出處分 | −16,630 | $288.94F2 | −$4,805,072.2 | 48,683.81 | 直接 | |
| 2023/12/20 | Common Stock | M行使選擇權取得 | +2,621 | $168.70 | +$442,162.7 | 51,304.81 | 直接 | |
| 2023/12/20 | Common Stock | M行使選擇權取得 | +3,300 | $189.89 | +$626,637 | 54,604.81 | 直接 | |
| 2023/12/20 | Common Stock | S賣出處分 | −2,621 | $289.02F3 | −$757,521.42 | 51,983.81 | 直接 | |
| 2023/12/20 | Common Stock | S賣出處分 | −3,300 | $289.92F4 | −$956,736 | 48,683.81 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $288.80 to $289.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $288.80 to $289.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $289.80 to $290.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on May 26, 2023.
表 II 有 3 筆交易的價格引用這則附註。