Ward Thomas J's Form 4 filing
Snap-on Inc (SNA) · filed Dec 21, 2023
- Accession no.
- 0001127602-23-030309
- Filed
- Dec 21, 2023
- Trade date
- Dec 19-20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $6.52M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ward Thomas JCIK 0001320928 | Officer (Sr VP & President - RS&I Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | MOption exerciseAcquired | +16,630 | $168.70 | +$2,805,481 | 65,313.81 | Direct | |
| Dec 19, 2023 | Common Stock | SSaleDisposed | −16,630 | $288.94F2 | −$4,805,072.2 | 48,683.81 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +2,621 | $168.70 | +$442,162.7 | 51,304.81 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseAcquired | +3,300 | $189.89 | +$626,637 | 54,604.81 | Direct | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −2,621 | $289.02F3 | −$757,521.42 | 51,983.81 | Direct | |
| Dec 20, 2023 | Common Stock | SSaleDisposed | −3,300 | $289.92F4 | −$956,736 | 48,683.81 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 19, 2023 | Common Stock | MOption exerciseDisposed | −16,630 | –F6 | – | 2,621 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −2,621 | –F6 | – | 0 | Direct | |
| Dec 20, 2023 | Common Stock | MOption exerciseDisposed | −3,300 | –F6 | – | 6,527 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $288.80 to $289.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $288.80 to $289.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $289.80 to $290.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on May 26, 2023.
Referenced by the price of 3 transactions in Table II.