Screven Edward 的 Form 4 申報
Oracle Corp（ORCL），2023/6/21 申報
- 申報編號
- 0001127602-23-019196
- 申報時間
- 2023/6/21
- 交易日
- 2023/6/16-6/21
- 申報延遲
- 5 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $8,701 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Screven EdwardCIK 0001723056 | 高階主管（Chief Corporate Architect） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/16 | Common Stock | M行使選擇權取得 | +220,740 | $30.11 | +$6,646,481.4 | 2,763,773 | 直接 | |
| 2023/6/16 | Common Stock | S賣出處分 | −220,240 | $126.41F1 | −$27,840,538.4 | 2,543,533 | 直接 | |
| 2023/6/16 | Common Stock | S賣出處分 | −500 | $127.31F2 | −$63,655 | 2,543,033 | 直接 | |
| 2023/6/20 | Common Stock | M行使選擇權取得 | +354,837 | $30.11 | +$10,684,142.07 | 2,897,870 | 直接 | |
| 2023/6/20 | Common Stock | S賣出處分 | −354,837 | $123.39F3 | −$43,783,337.43 | 2,543,033 | 直接 | |
| 2023/6/21 | Common Stock | M行使選擇權取得 | +124,423 | $30.11 | +$3,746,376.53 | 2,667,456 | 直接 | |
| 2023/6/21 | Common Stock | S賣出處分 | −124,423 | $123.11F4 | −$15,317,715.53 | 2,543,033 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/16 | Common Stock | M行使選擇權處分 | −220,740 | $0.00 | $0 | 479,260 | 直接 | |
| 2023/6/20 | Common Stock | M行使選擇權處分 | −354,837 | $0.00 | $0 | 124,423 | 直接 | |
| 2023/6/21 | Common Stock | M行使選擇權處分 | −124,423 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $126.25 to $127.222. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $127.28 to $127.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $123.00 to $123.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $123.1 to $123.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。