Screven Edward's Form 4 filing
Oracle Corp (ORCL) · filed Jun 21, 2023
- Accession no.
- 0001127602-23-019196
- Filed
- Jun 21, 2023
- Trade date
- Jun 16-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $87.0M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Screven EdwardCIK 0001723056 | Officer (Chief Corporate Architect) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Stock | MOption exerciseAcquired | +220,740 | $30.11 | +$6,646,481.4 | 2,763,773 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −220,240 | $126.41F1 | −$27,840,538.4 | 2,543,533 | Direct | |
| Jun 16, 2023 | Common Stock | SSaleDisposed | −500 | $127.31F2 | −$63,655 | 2,543,033 | Direct | |
| Jun 20, 2023 | Common Stock | MOption exerciseAcquired | +354,837 | $30.11 | +$10,684,142.07 | 2,897,870 | Direct | |
| Jun 20, 2023 | Common Stock | SSaleDisposed | −354,837 | $123.39F3 | −$43,783,337.43 | 2,543,033 | Direct | |
| Jun 21, 2023 | Common Stock | MOption exerciseAcquired | +124,423 | $30.11 | +$3,746,376.53 | 2,667,456 | Direct | |
| Jun 21, 2023 | Common Stock | SSaleDisposed | −124,423 | $123.11F4 | −$15,317,715.53 | 2,543,033 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2023 | Common Stock | MOption exerciseDisposed | −220,740 | $0.00 | $0 | 479,260 | Direct | |
| Jun 20, 2023 | Common Stock | MOption exerciseDisposed | −354,837 | $0.00 | $0 | 124,423 | Direct | |
| Jun 21, 2023 | Common Stock | MOption exerciseDisposed | −124,423 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $126.25 to $127.222. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $127.28 to $127.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $123.00 to $123.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $123.1 to $123.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.