Pagliari Aldo John 的 Form 4 申報
Snap-on Inc（SNA），2023/6/14 申報
- 申報編號
- 0001127602-23-018723
- 申報時間
- 2023/6/14
- 交易日
- 2023/6/13
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 6 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $111.4 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Pagliari Aldo JohnCIK 0001486096 | 高階主管（Sr VP - Finance & CFO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/13 | Common Stock | M行使選擇權取得 | +6,000 | $109.43 | +$656,580 | 88,822.16 | 直接 | |
| 2023/6/13 | Common Stock | S賣出處分 | −100 | $266.93 | −$26,693 | 88,722.16 | 直接 | |
| 2023/6/13 | Common Stock | S賣出處分 | −200 | $268.85F3 | −$53,770 | 88,522.16 | 直接 | |
| 2023/6/13 | Common Stock | S賣出處分 | −473 | $270.18F4 | −$127,795.14 | 88,049.16 | 直接 | |
| 2023/6/13 | Common Stock | S賣出處分 | −1,945 | $271.26F5 | −$527,600.7 | 86,104.16 | 直接 | |
| 2023/6/13 | Common Stock | S賣出處分 | −1,390 | $271.84F6 | −$377,857.6 | 84,714.16 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/6/13 | Common Stock | M行使選擇權處分 | −6,000 | –F8 | – | 17,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $268.41 to $269.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $269.59 to $270.56. The price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $270.62 to $271.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $271.62 to $272.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on December 7, 2022.
表 II 有 1 筆交易的價格引用這則附註。