Pagliari Aldo John's Form 4 filing
Snap-on Inc (SNA) · filed Jun 14, 2023
- Accession no.
- 0001127602-23-018723
- Filed
- Jun 14, 2023
- Trade date
- Jun 13, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.11M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pagliari Aldo JohnCIK 0001486096 | Officer (Sr VP - Finance & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Common Stock | MOption exerciseAcquired | +6,000 | $109.43 | +$656,580 | 88,822.16 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −100 | $266.93 | −$26,693 | 88,722.16 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −200 | $268.85F3 | −$53,770 | 88,522.16 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −473 | $270.18F4 | −$127,795.14 | 88,049.16 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −1,945 | $271.26F5 | −$527,600.7 | 86,104.16 | Direct | |
| Jun 13, 2023 | Common Stock | SSaleDisposed | −1,390 | $271.84F6 | −$377,857.6 | 84,714.16 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Common Stock | MOption exerciseDisposed | −6,000 | –F8 | – | 17,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $268.41 to $269.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $269.59 to $270.56. The price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $270.62 to $271.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $271.62 to $272.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F8
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan, which was adopted on December 7, 2022.
Referenced by the price of 1 transaction in Table II.