Catz Safra 的 Form 4 申報
Oracle Corp（ORCL），2023/4/12 申報
- 申報編號
- 0001127602-23-012872
- 申報時間
- 2023/4/12
- 交易日
- 2023/4/10-4/11
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $2.89 億。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Catz SafraCIK 0001205005 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/10 | Common Stock | M行使選擇權取得 | +1,238,841 | $30.11 | +$37,301,502.51 | 2,357,433 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −1,188,497 | $93.94F2 | −$111,647,408.18 | 1,168,936 | 直接 | |
| 2023/4/10 | Common Stock | S賣出處分 | −50,344 | $94.87F3 | −$4,776,135.28 | 1,118,592 | 直接 | |
| 2023/4/11 | Common Stock | M行使選擇權取得 | +1,837,101 | $30.11 | +$55,315,111.11 | 2,955,693 | 直接 | |
| 2023/4/11 | Common Stock | S賣出處分 | −1,837,101 | $93.86F4 | −$172,430,299.86 | 1,118,592 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/4/10 | Common Stock | M行使選擇權處分 | −1,238,841 | $0.00 | $0 | 3,761,159 | 直接 | |
| 2023/4/11 | Common Stock | M行使選擇權處分 | −1,837,101 | $0.00 | $0 | 1,924,058 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $93.555 to $94.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $94.56 to $95.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $93.35 to $94.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。