Catz Safra's Form 4 filing
Oracle Corp (ORCL) · filed Apr 12, 2023
- Accession no.
- 0001127602-23-012872
- Filed
- Apr 12, 2023
- Trade date
- Apr 10-11, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $288.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Catz SafraCIK 0001205005 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock | MOption exerciseAcquired | +1,238,841 | $30.11 | +$37,301,502.51 | 2,357,433 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −1,188,497 | $93.94F2 | −$111,647,408.18 | 1,168,936 | Direct | |
| Apr 10, 2023 | Common Stock | SSaleDisposed | −50,344 | $94.87F3 | −$4,776,135.28 | 1,118,592 | Direct | |
| Apr 11, 2023 | Common Stock | MOption exerciseAcquired | +1,837,101 | $30.11 | +$55,315,111.11 | 2,955,693 | Direct | |
| Apr 11, 2023 | Common Stock | SSaleDisposed | −1,837,101 | $93.86F4 | −$172,430,299.86 | 1,118,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 10, 2023 | Common Stock | MOption exerciseDisposed | −1,238,841 | $0.00 | $0 | 3,761,159 | Direct | |
| Apr 11, 2023 | Common Stock | MOption exerciseDisposed | −1,837,101 | $0.00 | $0 | 1,924,058 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $93.555 to $94.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $94.56 to $95.105. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $93.35 to $94.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.