Ward Thomas J 的 Form 4 申報
Snap-on Inc（SNA），2023/2/3 申報
- 申報編號
- 0001127602-23-003431
- 申報時間
- 2023/2/3
- 交易日
- 2023/2/2
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $1,174 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ward Thomas JCIK 0001320928 | 高階主管（Sr VP & President - RS&I Group） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/2 | Common Stock | M行使選擇權取得 | +28,646 | $161.18 | +$4,617,162.28 | 75,234.67 | 直接 | |
| 2023/2/2 | Common Stock | M行使選擇權取得 | +8,583 | $155.92 | +$1,338,261.36 | 83,817.67 | 直接 | |
| 2023/2/2 | Common Stock | M行使選擇權取得 | +8,583 | $155.34 | +$1,333,283.22 | 92,400.67 | 直接 | |
| 2023/2/2 | Common Stock | S賣出處分 | −19,536 | $255.13F3 | −$4,984,219.68 | 72,864.67 | 直接 | |
| 2023/2/2 | Common Stock | S賣出處分 | −7,137 | $256.46F4 | −$1,830,355.02 | 65,727.67 | 直接 | |
| 2023/2/2 | Common Stock | S賣出處分 | −16,237 | $257.37F5 | −$4,178,916.69 | 49,490.67 | 直接 | |
| 2023/2/2 | Common Stock | S賣出處分 | −2,902 | $258.64F6 | −$750,573.28 | 46,588.67 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F3
This transaction was executed in multiple trades at prices ranging from $254.90 to $255.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $255.91 to $256.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $256.91 to $257.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $258.25 to $258.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
表 II 有 3 筆交易的價格引用這則附註。