Ward Thomas J's Form 4 filing
Snap-on Inc (SNA) · filed Feb 3, 2023
- Accession no.
- 0001127602-23-003431
- Filed
- Feb 3, 2023
- Trade date
- Feb 2, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $11.7M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ward Thomas JCIK 0001320928 | Officer (Sr VP & President - RS&I Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +28,646 | $161.18 | +$4,617,162.28 | 75,234.67 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +8,583 | $155.92 | +$1,338,261.36 | 83,817.67 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseAcquired | +8,583 | $155.34 | +$1,333,283.22 | 92,400.67 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −19,536 | $255.13F3 | −$4,984,219.68 | 72,864.67 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −7,137 | $256.46F4 | −$1,830,355.02 | 65,727.67 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −16,237 | $257.37F5 | −$4,178,916.69 | 49,490.67 | Direct | |
| Feb 2, 2023 | Common Stock | SSaleDisposed | −2,902 | $258.64F6 | −$750,573.28 | 46,588.67 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −28,646 | –F8 | – | 0 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −8,583 | –F8 | – | 0 | Direct | |
| Feb 2, 2023 | Common Stock | MOption exerciseDisposed | −8,583 | –F8 | – | 8,583 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $254.90 to $255.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $255.91 to $256.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $256.91 to $257.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $258.25 to $258.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F8
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Referenced by the price of 3 transactions in Table II.