Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/12/16 申報
- 申報編號
- 0001127602-22-027662
- 申報時間
- 2022/12/16
- 交易日
- 2022/12/14-12/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 23 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,878 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/14 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −700 | $199.88F2 | −$139,916 | 5,451,246 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −1,200 | $200.65F3 | −$240,780 | 5,450,046 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −400 | $203.17F4 | −$81,268 | 5,449,646 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −800 | $204.47F5 | −$163,576 | 5,448,846 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −600 | $206.49F6 | −$123,894 | 5,448,246 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −888 | $207.99F7 | −$184,695.12 | 5,447,358 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −1,293 | $209.03F8 | −$270,275.79 | 5,446,065 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −3,156 | $210.12F9 | −$663,138.72 | 5,442,909 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −7,120 | $211.17F10 | −$1,503,530.4 | 5,435,789 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −6,598 | $212.13F11 | −$1,399,633.74 | 5,429,191 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −5,580 | $213.06F12 | −$1,188,874.8 | 5,423,611 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −7,321 | $214.09F13 | −$1,567,352.89 | 5,416,290 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −2,928 | $215.07F14 | −$629,724.96 | 5,413,362 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −1,116 | $216.10F15 | −$241,167.6 | 5,412,246 | 直接 | |
| 2022/12/14 | Common Stock | S賣出處分 | −300 | $216.76F16 | −$65,028 | 5,411,946 | 直接 | |
| 2022/12/15 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −7,809 | $203.90F17 | −$1,592,255.1 | 5,444,137 | 直接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −10,091 | $204.67F18 | −$2,065,324.97 | 5,434,046 | 直接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −1,700 | $205.93F19 | −$350,081 | 5,432,346 | 直接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −20,200 | $207.37F20 | −$4,188,874 | 5,412,146 | 直接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −200 | $208.03F21 | −$41,606 | 5,411,946 | 直接 | |
| 2022/12/15 | Common Stock | S賣出處分 | −10,000 | $207.88 | −$2,078,800 | 6,584,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/12/14 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,227,155 | 直接 | |
| 2022/12/15 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 2,187,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $199.36 to $200.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $200.38 to $201.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.92 to $203.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.06 to $205.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.17 to $207.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.48 to $208.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $208.51 to $209.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $209.53 to $210.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $210.55 to $211.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $211.58 to $212.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $212.59 to $213.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $213.61 to $214.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $214.62 to $215.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $215.66 to $216.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $216.69 to $216.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F17
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.33 to $204.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F18
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.43 to $205.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F19
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $205.60 to $206.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F20
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.72 to $207.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F21
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.98 to $208.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。