Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Dec 16, 2022
- Accession no.
- 0001127602-22-027662
- Filed
- Dec 16, 2022
- Trade date
- Dec 14-15, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 23 non-derivative transactions and 2 derivative transactions. Open-market sales total $18.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −700 | $199.88F2 | −$139,916 | 5,451,246 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,200 | $200.65F3 | −$240,780 | 5,450,046 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −400 | $203.17F4 | −$81,268 | 5,449,646 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −800 | $204.47F5 | −$163,576 | 5,448,846 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −600 | $206.49F6 | −$123,894 | 5,448,246 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −888 | $207.99F7 | −$184,695.12 | 5,447,358 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,293 | $209.03F8 | −$270,275.79 | 5,446,065 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −3,156 | $210.12F9 | −$663,138.72 | 5,442,909 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −7,120 | $211.17F10 | −$1,503,530.4 | 5,435,789 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −6,598 | $212.13F11 | −$1,399,633.74 | 5,429,191 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −5,580 | $213.06F12 | −$1,188,874.8 | 5,423,611 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −7,321 | $214.09F13 | −$1,567,352.89 | 5,416,290 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −2,928 | $215.07F14 | −$629,724.96 | 5,413,362 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −1,116 | $216.10F15 | −$241,167.6 | 5,412,246 | Direct | |
| Dec 14, 2022 | Common Stock | SSaleDisposed | −300 | $216.76F16 | −$65,028 | 5,411,946 | Direct | |
| Dec 15, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −7,809 | $203.90F17 | −$1,592,255.1 | 5,444,137 | Direct | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −10,091 | $204.67F18 | −$2,065,324.97 | 5,434,046 | Direct | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −1,700 | $205.93F19 | −$350,081 | 5,432,346 | Direct | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −20,200 | $207.37F20 | −$4,188,874 | 5,412,146 | Direct | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −200 | $208.03F21 | −$41,606 | 5,411,946 | Direct | |
| Dec 15, 2022 | Common Stock | SSaleDisposed | −10,000 | $207.88 | −$2,078,800 | 6,584,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 2,227,155 | Direct | |
| Dec 15, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 2,187,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $199.36 to $200.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $200.38 to $201.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.92 to $203.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.06 to $205.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.17 to $207.01. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.48 to $208.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $208.51 to $209.51. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $209.53 to $210.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $210.55 to $211.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $211.58 to $212.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $212.59 to $213.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $213.61 to $214.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $214.62 to $215.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $215.66 to $216.66. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $216.69 to $216.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F17
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.33 to $204.31. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F18
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.43 to $205.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F19
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $205.60 to $206.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.72 to $207.72. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F21
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $207.98 to $208.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.