Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/9/23 申報
- 申報編號
- 0001127602-22-022898
- 申報時間
- 2022/9/23
- 交易日
- 2022/9/21-9/22
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 12 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,139 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/21 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −1,985 | $126.16F2 | −$250,427.6 | 5,449,961 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −4,943 | $127.53F3 | −$630,380.79 | 5,445,018 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −10,284 | $128.80F4 | −$1,324,579.2 | 5,434,734 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −18,114 | $129.50F5 | −$2,345,763 | 5,416,620 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −3,274 | $130.50F6 | −$427,257 | 5,413,346 | 直接 | |
| 2022/9/21 | Common Stock | S賣出處分 | −1,400 | $131.44F7 | −$184,016 | 5,411,946 | 直接 | |
| 2022/9/22 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −15,336 | $124.21F8 | −$1,904,884.56 | 5,436,610 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −24,264 | $125.08F9 | −$3,034,941.12 | 5,412,346 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −400 | $125.88F10 | −$50,352 | 5,411,946 | 直接 | |
| 2022/9/22 | Common Stock | S賣出處分 | −10,000 | $124.20 | −$1,242,000 | 6,704,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/9/21 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,187,155 | 直接 | |
| 2022/9/22 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,147,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.88 to $126.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.03 to $128.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.06 to $129.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.07 to $130.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.08 to $131.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.32 to $131.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.75 to $124.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.76 to $125.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.80 to $125.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。