Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Sep 23, 2022
- Accession no.
- 0001127602-22-022898
- Filed
- Sep 23, 2022
- Trade date
- Sep 21-22, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −1,985 | $126.16F2 | −$250,427.6 | 5,449,961 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −4,943 | $127.53F3 | −$630,380.79 | 5,445,018 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −10,284 | $128.80F4 | −$1,324,579.2 | 5,434,734 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −18,114 | $129.50F5 | −$2,345,763 | 5,416,620 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −3,274 | $130.50F6 | −$427,257 | 5,413,346 | Direct | |
| Sep 21, 2022 | Common Stock | SSaleDisposed | −1,400 | $131.44F7 | −$184,016 | 5,411,946 | Direct | |
| Sep 22, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Sep 22, 2022 | Common Stock | SSaleDisposed | −15,336 | $124.21F8 | −$1,904,884.56 | 5,436,610 | Direct | |
| Sep 22, 2022 | Common Stock | SSaleDisposed | −24,264 | $125.08F9 | −$3,034,941.12 | 5,412,346 | Direct | |
| Sep 22, 2022 | Common Stock | SSaleDisposed | −400 | $125.88F10 | −$50,352 | 5,411,946 | Direct | |
| Sep 22, 2022 | Common Stock | SSaleDisposed | −10,000 | $124.20 | −$1,242,000 | 6,704,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,187,155 | Direct | |
| Sep 22, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,147,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.88 to $126.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.03 to $128.02. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.06 to $129.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.07 to $130.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.08 to $131.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.32 to $131.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $123.75 to $124.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.76 to $125.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.80 to $125.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.