Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/8/26 申報
- 申報編號
- 0001127602-22-021618
- 申報時間
- 2022/8/26
- 交易日
- 2022/8/24-8/25
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,272 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/24 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/24 | Common Stock | S賣出處分 | −8,861 | $141.53F2 | −$1,254,097.33 | 5,443,085 | 直接 | |
| 2022/8/24 | Common Stock | S賣出處分 | −23,418 | $142.18F3 | −$3,329,571.24 | 5,419,667 | 直接 | |
| 2022/8/24 | Common Stock | S賣出處分 | −7,721 | $143.08F4 | −$1,104,720.68 | 5,411,946 | 直接 | |
| 2022/8/25 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −3,440 | $138.48F5 | −$476,371.2 | 5,448,506 | 直接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −9,092 | $139.49F6 | −$1,268,243.08 | 5,439,414 | 直接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −18,110 | $140.45F7 | −$2,543,549.5 | 5,421,304 | 直接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −9,258 | $141.34F8 | −$1,308,525.72 | 5,412,046 | 直接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −100 | $142.01 | −$14,201 | 5,411,946 | 直接 | |
| 2022/8/25 | Common Stock | S賣出處分 | −10,000 | $142.25 | −$1,422,500 | 6,744,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/24 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,507,155 | 直接 | |
| 2022/8/25 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,467,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.74 to $141.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.75 to $142.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.76 to $143.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.97 to $138.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.98 to $139.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.99 to $140.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.00 to $141.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。