Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Aug 26, 2022
- Accession no.
- 0001127602-22-021618
- Filed
- Aug 26, 2022
- Trade date
- Aug 24-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 11 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Aug 24, 2022 | Common Stock | SSaleDisposed | −8,861 | $141.53F2 | −$1,254,097.33 | 5,443,085 | Direct | |
| Aug 24, 2022 | Common Stock | SSaleDisposed | −23,418 | $142.18F3 | −$3,329,571.24 | 5,419,667 | Direct | |
| Aug 24, 2022 | Common Stock | SSaleDisposed | −7,721 | $143.08F4 | −$1,104,720.68 | 5,411,946 | Direct | |
| Aug 25, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −3,440 | $138.48F5 | −$476,371.2 | 5,448,506 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −9,092 | $139.49F6 | −$1,268,243.08 | 5,439,414 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −18,110 | $140.45F7 | −$2,543,549.5 | 5,421,304 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −9,258 | $141.34F8 | −$1,308,525.72 | 5,412,046 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −100 | $142.01 | −$14,201 | 5,411,946 | Direct | |
| Aug 25, 2022 | Common Stock | SSaleDisposed | −10,000 | $142.25 | −$1,422,500 | 6,744,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 24, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,507,155 | Direct | |
| Aug 25, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,467,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.74 to $141.74. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.75 to $142.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.76 to $143.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.97 to $138.81. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.98 to $139.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.99 to $140.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.00 to $141.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.