Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/8/5 申報
- 申報編號
- 0001127602-22-020587
- 申報時間
- 2022/8/5
- 交易日
- 2022/8/3-8/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,705 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/3 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −2,521 | $183.73F2 | −$463,183.33 | 5,449,425 | 直接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −4,518 | $184.77F3 | −$834,790.86 | 5,444,907 | 直接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −3,943 | $185.55F4 | −$731,623.65 | 5,440,964 | 直接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −12,029 | $186.78F5 | −$2,246,776.62 | 5,428,935 | 直接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −8,386 | $187.57F6 | −$1,572,962.02 | 5,420,549 | 直接 | |
| 2022/8/3 | Common Stock | S賣出處分 | −8,603 | $188.59F7 | −$1,622,439.77 | 5,411,946 | 直接 | |
| 2022/8/4 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −13,000 | $188.82F8 | −$2,454,660 | 5,438,946 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −2,100 | $191.97F9 | −$403,137 | 5,436,846 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −1,300 | $193.48F10 | −$251,524 | 5,435,546 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −9,500 | $194.31F11 | −$1,845,945 | 5,426,046 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −6,600 | $195.35F12 | −$1,289,310 | 5,419,446 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −7,500 | $196.39 | −$1,472,925 | 5,411,946 | 直接 | |
| 2022/8/4 | Common Stock | S賣出處分 | −10,000 | $185.75 | −$1,857,500 | 6,774,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/8/3 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,747,155 | 直接 | |
| 2022/8/4 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,707,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.05 to $184.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.08 to $185.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.09 to $186.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.11 to $187.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.12 to $188.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.13 to $189.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.36 to $189.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.65 to $192.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $192.87 to $193.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $193.91 to $194.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $194.92 to $195.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。