Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Aug 5, 2022
- Accession no.
- 0001127602-22-020587
- Filed
- Aug 5, 2022
- Trade date
- Aug 3-4, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −2,521 | $183.73F2 | −$463,183.33 | 5,449,425 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −4,518 | $184.77F3 | −$834,790.86 | 5,444,907 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −3,943 | $185.55F4 | −$731,623.65 | 5,440,964 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −12,029 | $186.78F5 | −$2,246,776.62 | 5,428,935 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −8,386 | $187.57F6 | −$1,572,962.02 | 5,420,549 | Direct | |
| Aug 3, 2022 | Common Stock | SSaleDisposed | −8,603 | $188.59F7 | −$1,622,439.77 | 5,411,946 | Direct | |
| Aug 4, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −13,000 | $188.82F8 | −$2,454,660 | 5,438,946 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −2,100 | $191.97F9 | −$403,137 | 5,436,846 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −1,300 | $193.48F10 | −$251,524 | 5,435,546 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −9,500 | $194.31F11 | −$1,845,945 | 5,426,046 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −6,600 | $195.35F12 | −$1,289,310 | 5,419,446 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −7,500 | $196.39 | −$1,472,925 | 5,411,946 | Direct | |
| Aug 4, 2022 | Common Stock | SSaleDisposed | −10,000 | $185.75 | −$1,857,500 | 6,774,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,747,155 | Direct | |
| Aug 4, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,707,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.05 to $184.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.08 to $185.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.09 to $186.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.11 to $187.11. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $187.12 to $188.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.13 to $189.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.36 to $189.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.65 to $192.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $192.87 to $193.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $193.91 to $194.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $194.92 to $195.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.