Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/7/29 申報
- 申報編號
- 0001127602-22-019932
- 申報時間
- 2022/7/29
- 交易日
- 2022/7/27-7/28
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,409 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/27 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/27 | Common Stock | S賣出處分 | −6,800 | $154.86F2 | −$1,053,048 | 5,445,146 | 直接 | |
| 2022/7/27 | Common Stock | S賣出處分 | −12,262 | $155.75F3 | −$1,909,806.5 | 5,432,884 | 直接 | |
| 2022/7/27 | Common Stock | S賣出處分 | −12,540 | $156.62F4 | −$1,964,014.8 | 5,420,344 | 直接 | |
| 2022/7/27 | Common Stock | S賣出處分 | −6,089 | $157.59F5 | −$959,565.51 | 5,414,255 | 直接 | |
| 2022/7/27 | Common Stock | S賣出處分 | −2,309 | $158.60F6 | −$366,207.4 | 5,411,946 | 直接 | |
| 2022/7/28 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −1,098 | $152.39F7 | −$167,324.22 | 5,450,848 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −1,792 | $153.47F8 | −$275,018.24 | 5,449,056 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −2,968 | $154.07F9 | −$457,279.76 | 5,446,088 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −1,471 | $155.83F10 | −$229,225.93 | 5,444,617 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −8,585 | $156.61F11 | −$1,344,496.85 | 5,436,032 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −22,372 | $157.55F12 | −$3,524,708.6 | 5,413,660 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −1,714 | $158.31F13 | −$271,343.34 | 5,411,946 | 直接 | |
| 2022/7/28 | Common Stock | S賣出處分 | −10,000 | $157.00 | −$1,570,000 | 6,784,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/27 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,827,155 | 直接 | |
| 2022/7/28 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,787,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.20 to $155.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.21 to $156.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.22 to $157.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.25 to $158.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.32 to $159.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.91 to $152.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.93 to $153.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.95 to $154.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.06 to $156.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.07 to $157.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.08 to $158.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.09 to $158.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。