Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jul 29, 2022
- Accession no.
- 0001127602-22-019932
- Filed
- Jul 29, 2022
- Trade date
- Jul 27-28, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $14.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −6,800 | $154.86F2 | −$1,053,048 | 5,445,146 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −12,262 | $155.75F3 | −$1,909,806.5 | 5,432,884 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −12,540 | $156.62F4 | −$1,964,014.8 | 5,420,344 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −6,089 | $157.59F5 | −$959,565.51 | 5,414,255 | Direct | |
| Jul 27, 2022 | Common Stock | SSaleDisposed | −2,309 | $158.60F6 | −$366,207.4 | 5,411,946 | Direct | |
| Jul 28, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −1,098 | $152.39F7 | −$167,324.22 | 5,450,848 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −1,792 | $153.47F8 | −$275,018.24 | 5,449,056 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −2,968 | $154.07F9 | −$457,279.76 | 5,446,088 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −1,471 | $155.83F10 | −$229,225.93 | 5,444,617 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −8,585 | $156.61F11 | −$1,344,496.85 | 5,436,032 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −22,372 | $157.55F12 | −$3,524,708.6 | 5,413,660 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −1,714 | $158.31F13 | −$271,343.34 | 5,411,946 | Direct | |
| Jul 28, 2022 | Common Stock | SSaleDisposed | −10,000 | $157.00 | −$1,570,000 | 6,784,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 27, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,827,155 | Direct | |
| Jul 28, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,787,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.20 to $155.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.21 to $156.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.22 to $157.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.25 to $158.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.32 to $159.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.91 to $152.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.93 to $153.92. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.95 to $154.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.06 to $156.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.07 to $157.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.08 to $158.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.09 to $158.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.