Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/7/22 申報
- 申報編號
- 0001127602-22-019667
- 申報時間
- 2022/7/22
- 交易日
- 2022/7/20-7/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,505 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/20 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −3,350 | $164.68F2 | −$551,678 | 5,448,596 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −8,838 | $165.50F3 | −$1,462,689 | 5,439,758 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −7,298 | $166.49F4 | −$1,215,044.02 | 5,432,460 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −12,714 | $167.38F5 | −$2,128,069.32 | 5,419,746 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −3,915 | $168.77F6 | −$660,734.55 | 5,415,831 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −3,785 | $169.53F7 | −$641,671.05 | 5,412,046 | 直接 | |
| 2022/7/20 | Common Stock | S賣出處分 | −100 | $170.20 | −$17,020 | 5,411,946 | 直接 | |
| 2022/7/21 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/21 | Common Stock | S賣出處分 | −7,218 | $167.22F8 | −$1,206,993.96 | 5,444,728 | 直接 | |
| 2022/7/21 | Common Stock | S賣出處分 | −20,898 | $167.88F9 | −$3,508,356.24 | 5,423,830 | 直接 | |
| 2022/7/21 | Common Stock | S賣出處分 | −11,084 | $168.98F10 | −$1,872,974.32 | 5,412,746 | 直接 | |
| 2022/7/21 | Common Stock | S賣出處分 | −700 | $169.74F11 | −$118,818 | 5,412,046 | 直接 | |
| 2022/7/21 | Common Stock | S賣出處分 | −100 | $170.75 | −$17,075 | 5,411,946 | 直接 | |
| 2022/7/21 | Common Stock | S賣出處分 | −10,000 | $165.36 | −$1,653,600 | 6,794,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/20 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,907,155 | 直接 | |
| 2022/7/21 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,867,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.97 to $164.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.98 to $165.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.99 to $166.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.00 to $167.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.09 to $169.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.11 to $170.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.54 to $167.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.55 to $168.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.56 to $169.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.57 to $170.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。