Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jul 22, 2022
- Accession no.
- 0001127602-22-019667
- Filed
- Jul 22, 2022
- Trade date
- Jul 20-21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $15.1M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −3,350 | $164.68F2 | −$551,678 | 5,448,596 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −8,838 | $165.50F3 | −$1,462,689 | 5,439,758 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −7,298 | $166.49F4 | −$1,215,044.02 | 5,432,460 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −12,714 | $167.38F5 | −$2,128,069.32 | 5,419,746 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −3,915 | $168.77F6 | −$660,734.55 | 5,415,831 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −3,785 | $169.53F7 | −$641,671.05 | 5,412,046 | Direct | |
| Jul 20, 2022 | Common Stock | SSaleDisposed | −100 | $170.20 | −$17,020 | 5,411,946 | Direct | |
| Jul 21, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −7,218 | $167.22F8 | −$1,206,993.96 | 5,444,728 | Direct | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −20,898 | $167.88F9 | −$3,508,356.24 | 5,423,830 | Direct | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −11,084 | $168.98F10 | −$1,872,974.32 | 5,412,746 | Direct | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −700 | $169.74F11 | −$118,818 | 5,412,046 | Direct | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −100 | $170.75 | −$17,075 | 5,411,946 | Direct | |
| Jul 21, 2022 | Common Stock | SSaleDisposed | −10,000 | $165.36 | −$1,653,600 | 6,794,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,907,155 | Direct | |
| Jul 21, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,867,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.97 to $164.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.98 to $165.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $165.99 to $166.98. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.00 to $167.95. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.09 to $169.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.11 to $170.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.54 to $167.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.55 to $168.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.56 to $169.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.57 to $170.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.