Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/7/15 申報
- 申報編號
- 0001127602-22-019350
- 申報時間
- 2022/7/15
- 交易日
- 2022/7/13-7/14
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,502 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/13 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/13 | Common Stock | S賣出處分 | −4,327 | $171.30F2 | −$741,215.1 | 5,447,619 | 直接 | |
| 2022/7/13 | Common Stock | S賣出處分 | −17,070 | $172.04F3 | −$2,936,722.8 | 5,430,549 | 直接 | |
| 2022/7/13 | Common Stock | S賣出處分 | −12,323 | $172.98F4 | −$2,131,632.54 | 5,418,226 | 直接 | |
| 2022/7/13 | Common Stock | S賣出處分 | −2,180 | $174.05F5 | −$379,429 | 5,416,046 | 直接 | |
| 2022/7/13 | Common Stock | S賣出處分 | −3,100 | $175.13F6 | −$542,903 | 5,412,946 | 直接 | |
| 2022/7/13 | Common Stock | S賣出處分 | −1,000 | $175.89F7 | −$175,890 | 5,411,946 | 直接 | |
| 2022/7/14 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −1,701 | $156.76F8 | −$266,648.76 | 5,450,245 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −3,158 | $157.61F9 | −$497,732.38 | 5,447,087 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −7,541 | $158.78F10 | −$1,197,359.98 | 5,439,546 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −12,100 | $159.88F11 | −$1,934,548 | 5,427,446 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −2,300 | $160.42F12 | −$368,966 | 5,425,146 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −2,566 | $161.82F13 | −$415,230.12 | 5,422,580 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −2,848 | $162.75F14 | −$463,512 | 5,419,732 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −5,596 | $163.93F15 | −$917,352.28 | 5,414,136 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −2,190 | $164.95F16 | −$361,240.5 | 5,411,946 | 直接 | |
| 2022/7/14 | Common Stock | S賣出處分 | −10,000 | $169.31 | −$1,693,100 | 6,804,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/13 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,987,155 | 直接 | |
| 2022/7/14 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 3,947,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.55 to $171.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.56 to $172.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.57 to $173.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.65 to $174.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.69 to $175.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.70 to $176.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.12 to $157.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.13 to $157.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.20 to $159.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.21 to $160.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.22 to $160.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.28 to $162.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.31 to $163.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.32 to $164.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.41 to $165.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。