Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jul 15, 2022
- Accession no.
- 0001127602-22-019350
- Filed
- Jul 15, 2022
- Trade date
- Jul 13-14, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 2 derivative transactions. Open-market sales total $15.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 13, 2022 | Common Stock | SSaleDisposed | −4,327 | $171.30F2 | −$741,215.1 | 5,447,619 | Direct | |
| Jul 13, 2022 | Common Stock | SSaleDisposed | −17,070 | $172.04F3 | −$2,936,722.8 | 5,430,549 | Direct | |
| Jul 13, 2022 | Common Stock | SSaleDisposed | −12,323 | $172.98F4 | −$2,131,632.54 | 5,418,226 | Direct | |
| Jul 13, 2022 | Common Stock | SSaleDisposed | −2,180 | $174.05F5 | −$379,429 | 5,416,046 | Direct | |
| Jul 13, 2022 | Common Stock | SSaleDisposed | −3,100 | $175.13F6 | −$542,903 | 5,412,946 | Direct | |
| Jul 13, 2022 | Common Stock | SSaleDisposed | −1,000 | $175.89F7 | −$175,890 | 5,411,946 | Direct | |
| Jul 14, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −1,701 | $156.76F8 | −$266,648.76 | 5,450,245 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −3,158 | $157.61F9 | −$497,732.38 | 5,447,087 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −7,541 | $158.78F10 | −$1,197,359.98 | 5,439,546 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −12,100 | $159.88F11 | −$1,934,548 | 5,427,446 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −2,300 | $160.42F12 | −$368,966 | 5,425,146 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −2,566 | $161.82F13 | −$415,230.12 | 5,422,580 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −2,848 | $162.75F14 | −$463,512 | 5,419,732 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −5,596 | $163.93F15 | −$917,352.28 | 5,414,136 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −2,190 | $164.95F16 | −$361,240.5 | 5,411,946 | Direct | |
| Jul 14, 2022 | Common Stock | SSaleDisposed | −10,000 | $169.31 | −$1,693,100 | 6,804,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 13, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,987,155 | Direct | |
| Jul 14, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 3,947,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.55 to $171.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.56 to $172.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.57 to $173.57. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.65 to $174.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.69 to $175.64. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.70 to $176.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $156.12 to $157.05. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.13 to $157.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $158.20 to $159.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $159.21 to $160.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.22 to $160.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $161.28 to $162.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $162.31 to $163.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $163.32 to $164.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $164.41 to $165.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.