Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/7/8 申報
- 申報編號
- 0001127602-22-019121
- 申報時間
- 2022/7/8
- 交易日
- 2022/7/6-7/7
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,472 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/6 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/6 | Common Stock | S賣出處分 | −2,898 | $154.04F2 | −$446,407.92 | 5,449,048 | 直接 | |
| 2022/7/6 | Common Stock | S賣出處分 | −1,800 | $154.92F3 | −$278,856 | 5,447,248 | 直接 | |
| 2022/7/6 | Common Stock | S賣出處分 | −14,802 | $156.05F4 | −$2,309,852.1 | 5,432,446 | 直接 | |
| 2022/7/6 | Common Stock | S賣出處分 | −6,500 | $157.00F5 | −$1,020,500 | 5,425,946 | 直接 | |
| 2022/7/6 | Common Stock | S賣出處分 | −6,500 | $158.46 | −$1,029,990 | 5,419,446 | 直接 | |
| 2022/7/6 | Common Stock | S賣出處分 | −7,500 | $160.05F6 | −$1,200,375 | 5,411,946 | 直接 | |
| 2022/7/7 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/7/7 | Common Stock | S賣出處分 | −6,500 | $166.25F7 | −$1,080,625 | 5,445,446 | 直接 | |
| 2022/7/7 | Common Stock | S賣出處分 | −6,500 | $170.00 | −$1,105,000 | 5,438,946 | 直接 | |
| 2022/7/7 | Common Stock | S賣出處分 | −15,963 | $172.05F8 | −$2,746,434.15 | 5,422,983 | 直接 | |
| 2022/7/7 | Common Stock | S賣出處分 | −10,937 | $172.86 | −$1,890,569.82 | 5,412,046 | 直接 | |
| 2022/7/7 | Common Stock | S賣出處分 | −100 | $173.50 | −$17,350 | 5,411,946 | 直接 | |
| 2022/7/7 | Common Stock | S賣出處分 | −10,000 | $159.54 | −$1,595,400 | 6,814,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/7/6 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,067,155 | 直接 | |
| 2022/7/7 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,027,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.41 to $154.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.43 to $155.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.44 to $156.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.00 to $157.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.01 to $160.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.25 to $166.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.37 to $172.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。