Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jul 8, 2022
- Accession no.
- 0001127602-22-019121
- Filed
- Jul 8, 2022
- Trade date
- Jul 6-7, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $14.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 6, 2022 | Common Stock | SSaleDisposed | −2,898 | $154.04F2 | −$446,407.92 | 5,449,048 | Direct | |
| Jul 6, 2022 | Common Stock | SSaleDisposed | −1,800 | $154.92F3 | −$278,856 | 5,447,248 | Direct | |
| Jul 6, 2022 | Common Stock | SSaleDisposed | −14,802 | $156.05F4 | −$2,309,852.1 | 5,432,446 | Direct | |
| Jul 6, 2022 | Common Stock | SSaleDisposed | −6,500 | $157.00F5 | −$1,020,500 | 5,425,946 | Direct | |
| Jul 6, 2022 | Common Stock | SSaleDisposed | −6,500 | $158.46 | −$1,029,990 | 5,419,446 | Direct | |
| Jul 6, 2022 | Common Stock | SSaleDisposed | −7,500 | $160.05F6 | −$1,200,375 | 5,411,946 | Direct | |
| Jul 7, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jul 7, 2022 | Common Stock | SSaleDisposed | −6,500 | $166.25F7 | −$1,080,625 | 5,445,446 | Direct | |
| Jul 7, 2022 | Common Stock | SSaleDisposed | −6,500 | $170.00 | −$1,105,000 | 5,438,946 | Direct | |
| Jul 7, 2022 | Common Stock | SSaleDisposed | −15,963 | $172.05F8 | −$2,746,434.15 | 5,422,983 | Direct | |
| Jul 7, 2022 | Common Stock | SSaleDisposed | −10,937 | $172.86 | −$1,890,569.82 | 5,412,046 | Direct | |
| Jul 7, 2022 | Common Stock | SSaleDisposed | −100 | $173.50 | −$17,350 | 5,411,946 | Direct | |
| Jul 7, 2022 | Common Stock | SSaleDisposed | −10,000 | $159.54 | −$1,595,400 | 6,814,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,067,155 | Direct | |
| Jul 7, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,027,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.41 to $154.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $154.43 to $155.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $155.44 to $156.39. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.00 to $157.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $160.01 to $160.21. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $166.25 to $166.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.37 to $172.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.