Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/7/1 申報
- 申報編號
- 0001127602-22-018497
- 申報時間
- 2022/7/1
- 交易日
- 2022/6/29-6/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 19 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,286 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/29 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −2,919 | $140.70F2 | −$410,703.3 | 5,449,027 | 直接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −7,675 | $141.70F3 | −$1,087,547.5 | 5,441,352 | 直接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −22,879 | $142.66F4 | −$3,263,918.14 | 5,418,473 | 直接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −6,427 | $143.49F5 | −$922,210.23 | 5,412,046 | 直接 | |
| 2022/6/29 | Common Stock | S賣出處分 | −100 | $144.19 | −$14,419 | 5,411,946 | 直接 | |
| 2022/6/30 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −600 | $136.28F6 | −$81,768 | 5,451,346 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −2,460 | $137.26F7 | −$337,659.6 | 5,448,886 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −600 | $138.08F8 | −$82,848 | 5,448,286 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −1,833 | $139.62F9 | −$255,923.46 | 5,446,453 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −2,107 | $140.43F10 | −$295,886.01 | 5,444,346 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −3,700 | $141.59F11 | −$523,883 | 5,440,646 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −1,900 | $142.83F12 | −$271,377 | 5,438,746 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −12,746 | $143.98F13 | −$1,835,169.08 | 5,426,000 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −5,630 | $144.82F14 | −$815,336.6 | 5,420,370 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −6,800 | $145.66F15 | −$990,488 | 5,413,570 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −1,624 | $146.68F16 | −$238,208.32 | 5,411,946 | 直接 | |
| 2022/6/30 | Common Stock | S賣出處分 | −10,000 | $143.40 | −$1,434,000 | 6,824,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/29 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,147,155 | 直接 | |
| 2022/6/30 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,107,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.08 to $141.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.12 to $142.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.13 to $143.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.14 to $144.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.70 to $136.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.72 to $137.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.83 to $138.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.00 to $139.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.02 to $140.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.17 to $142.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.27 to $143.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.29 to $144.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.30 to $145.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.31 to $146.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.32 to $147.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。