Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jul 1, 2022
- Accession no.
- 0001127602-22-018497
- Filed
- Jul 1, 2022
- Trade date
- Jun 29-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −2,919 | $140.70F2 | −$410,703.3 | 5,449,027 | Direct | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −7,675 | $141.70F3 | −$1,087,547.5 | 5,441,352 | Direct | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −22,879 | $142.66F4 | −$3,263,918.14 | 5,418,473 | Direct | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −6,427 | $143.49F5 | −$922,210.23 | 5,412,046 | Direct | |
| Jun 29, 2022 | Common Stock | SSaleDisposed | −100 | $144.19 | −$14,419 | 5,411,946 | Direct | |
| Jun 30, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −600 | $136.28F6 | −$81,768 | 5,451,346 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −2,460 | $137.26F7 | −$337,659.6 | 5,448,886 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −600 | $138.08F8 | −$82,848 | 5,448,286 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −1,833 | $139.62F9 | −$255,923.46 | 5,446,453 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −2,107 | $140.43F10 | −$295,886.01 | 5,444,346 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −3,700 | $141.59F11 | −$523,883 | 5,440,646 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −1,900 | $142.83F12 | −$271,377 | 5,438,746 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −12,746 | $143.98F13 | −$1,835,169.08 | 5,426,000 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −5,630 | $144.82F14 | −$815,336.6 | 5,420,370 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −6,800 | $145.66F15 | −$990,488 | 5,413,570 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −1,624 | $146.68F16 | −$238,208.32 | 5,411,946 | Direct | |
| Jun 30, 2022 | Common Stock | SSaleDisposed | −10,000 | $143.40 | −$1,434,000 | 6,824,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,147,155 | Direct | |
| Jun 30, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,107,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.08 to $141.04. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.12 to $142.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.13 to $143.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.14 to $144.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.70 to $136.70. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.72 to $137.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.83 to $138.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.00 to $139.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.02 to $140.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.17 to $142.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.27 to $143.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.29 to $144.25. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.30 to $145.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.31 to $146.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.32 to $147.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.