Catz Safra 的 Form 4 申報
Oracle Corp（ORCL），2022/6/24 申報
- 申報編號
- 0001127602-22-018145
- 申報時間
- 2022/6/24
- 交易日
- 2022/6/23-6/24
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1.36 億。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Catz SafraCIK 0001205005 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/23 | Common Stock | M行使選擇權取得 | +1,000,000 | $29.72 | +$29,720,000 | 2,118,592 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −622,803 | $66.83F2 | −$41,621,924.49 | 1,495,789 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −377,197 | $67.61F3 | −$25,502,289.17 | 1,118,592 | 直接 | |
| 2022/6/24 | Common Stock | M行使選擇權取得 | +980,000 | $29.72 | +$29,125,600 | 2,098,592 | 直接 | |
| 2022/6/24 | Common Stock | S賣出處分 | −106,976 | $68.44F4 | −$7,321,437.44 | 1,991,616 | 直接 | |
| 2022/6/24 | Common Stock | S賣出處分 | −523,790 | $69.78F5 | −$36,550,066.2 | 1,467,826 | 直接 | |
| 2022/6/24 | Common Stock | S賣出處分 | −349,234 | $70.27F6 | −$24,540,673.18 | 1,118,592 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/23 | Common Stock | M行使選擇權處分 | −1,000,000 | $0.00 | $0 | 980,000 | 直接 | |
| 2022/6/24 | Common Stock | M行使選擇權處分 | −980,000 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $66.36 to $67.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $67.36 to $67.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $67.99 to $68.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $68.99 to $69.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $69.99 to $70.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。