Catz Safra's Form 4 filing
Oracle Corp (ORCL) · filed Jun 24, 2022
- Accession no.
- 0001127602-22-018145
- Filed
- Jun 24, 2022
- Trade date
- Jun 23-24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $135.5M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Catz SafraCIK 0001205005 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2022 | Common Stock | MOption exerciseAcquired | +1,000,000 | $29.72 | +$29,720,000 | 2,118,592 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −622,803 | $66.83F2 | −$41,621,924.49 | 1,495,789 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −377,197 | $67.61F3 | −$25,502,289.17 | 1,118,592 | Direct | |
| Jun 24, 2022 | Common Stock | MOption exerciseAcquired | +980,000 | $29.72 | +$29,125,600 | 2,098,592 | Direct | |
| Jun 24, 2022 | Common Stock | SSaleDisposed | −106,976 | $68.44F4 | −$7,321,437.44 | 1,991,616 | Direct | |
| Jun 24, 2022 | Common Stock | SSaleDisposed | −523,790 | $69.78F5 | −$36,550,066.2 | 1,467,826 | Direct | |
| Jun 24, 2022 | Common Stock | SSaleDisposed | −349,234 | $70.27F6 | −$24,540,673.18 | 1,118,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2022 | Common Stock | MOption exerciseDisposed | −1,000,000 | $0.00 | $0 | 980,000 | Direct | |
| Jun 24, 2022 | Common Stock | MOption exerciseDisposed | −980,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $66.36 to $67.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $67.36 to $67.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $67.99 to $68.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $68.99 to $69.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $69.99 to $70.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.