Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/6/24 申報
- 申報編號
- 0001127602-22-018120
- 申報時間
- 2022/6/24
- 交易日
- 2022/6/22-6/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 17 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,245 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/22 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −6,500 | $131.06F2 | −$851,890 | 5,445,446 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −6,697 | $136.01F3 | −$910,858.97 | 5,438,749 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −8,074 | $137.03F4 | −$1,106,380.22 | 5,430,675 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −11,785 | $138.16F5 | −$1,628,215.6 | 5,418,890 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −6,343 | $139.05F6 | −$881,994.15 | 5,412,547 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −601 | $139.74F7 | −$83,983.74 | 5,411,946 | 直接 | |
| 2022/6/23 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −2,620 | $136.93F8 | −$358,756.6 | 5,449,326 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −1,003 | $137.88F9 | −$138,293.64 | 5,448,323 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −2,177 | $138.88F10 | −$302,341.76 | 5,446,146 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −4,768 | $140.05F11 | −$667,758.4 | 5,441,378 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −14,866 | $141.03F12 | −$2,096,551.98 | 5,426,512 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −12,879 | $141.84F13 | −$1,826,757.36 | 5,413,633 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −1,487 | $143.10F14 | −$212,789.7 | 5,412,146 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −200 | $143.54F15 | −$28,708 | 5,411,946 | 直接 | |
| 2022/6/23 | Common Stock | S賣出處分 | −10,000 | $135.96 | −$1,359,600 | 6,834,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/22 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,227,155 | 直接 | |
| 2022/6/23 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,187,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.70 to $131.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.55 to $136.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.56 to $137.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.65 to $138.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.66 to $139.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.67 to $139.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.25 to $137.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.28 to $138.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.38 to $139.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.46 to $140.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.48 to $141.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.50 to $142.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.51 to $143.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.52 to $143.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。