Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jun 24, 2022
- Accession no.
- 0001127602-22-018120
- Filed
- Jun 24, 2022
- Trade date
- Jun 22-23, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 17 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.5M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −6,500 | $131.06F2 | −$851,890 | 5,445,446 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −6,697 | $136.01F3 | −$910,858.97 | 5,438,749 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −8,074 | $137.03F4 | −$1,106,380.22 | 5,430,675 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −11,785 | $138.16F5 | −$1,628,215.6 | 5,418,890 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −6,343 | $139.05F6 | −$881,994.15 | 5,412,547 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −601 | $139.74F7 | −$83,983.74 | 5,411,946 | Direct | |
| Jun 23, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −2,620 | $136.93F8 | −$358,756.6 | 5,449,326 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −1,003 | $137.88F9 | −$138,293.64 | 5,448,323 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −2,177 | $138.88F10 | −$302,341.76 | 5,446,146 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −4,768 | $140.05F11 | −$667,758.4 | 5,441,378 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −14,866 | $141.03F12 | −$2,096,551.98 | 5,426,512 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −12,879 | $141.84F13 | −$1,826,757.36 | 5,413,633 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −1,487 | $143.10F14 | −$212,789.7 | 5,412,146 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −200 | $143.54F15 | −$28,708 | 5,411,946 | Direct | |
| Jun 23, 2022 | Common Stock | SSaleDisposed | −10,000 | $135.96 | −$1,359,600 | 6,834,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 22, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,227,155 | Direct | |
| Jun 23, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,187,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.70 to $131.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.55 to $136.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.56 to $137.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.65 to $138.65. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.66 to $139.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.67 to $139.88. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.25 to $137.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $137.28 to $138.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.38 to $139.37. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.46 to $140.46. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.48 to $141.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.50 to $142.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.51 to $143.50. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.52 to $143.55. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.