Catz Safra 的 Form 4 申報
Oracle Corp（ORCL），2022/6/22 申報
- 申報編號
- 0001127602-22-017995
- 申報時間
- 2022/6/22
- 交易日
- 2022/6/17-6/22
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 10 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2.04 億。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Catz SafraCIK 0001205005 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/17 | Common Stock | M行使選擇權取得 | +1,000,000 | $29.72 | +$29,720,000 | 2,118,592 | 直接 | |
| 2022/6/17 | Common Stock | S賣出處分 | −748,054 | $67.90F2 | −$50,792,866.6 | 1,370,538 | 直接 | |
| 2022/6/17 | Common Stock | S賣出處分 | −251,946 | $68.63F3 | −$17,291,053.98 | 1,118,592 | 直接 | |
| 2022/6/21 | Common Stock | M行使選擇權取得 | +1,020,000 | $29.72 | +$30,314,400 | 2,138,592 | 直接 | |
| 2022/6/21 | Common Stock | S賣出處分 | −756,756 | $67.89F4 | −$51,376,164.84 | 1,381,836 | 直接 | |
| 2022/6/21 | Common Stock | S賣出處分 | −254,550 | $68.76F5 | −$17,502,858 | 1,127,286 | 直接 | |
| 2022/6/21 | Common Stock | S賣出處分 | −8,694 | $69.43F6 | −$603,624.42 | 1,118,592 | 直接 | |
| 2022/6/22 | Common Stock | M行使選擇權取得 | +1,000,000 | $29.72 | +$29,720,000 | 2,118,592 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −999,769 | $66.87F7 | −$66,854,553.03 | 1,118,823 | 直接 | |
| 2022/6/22 | Common Stock | S賣出處分 | −231 | $67.46F8 | −$15,583.26 | 1,118,592 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/17 | Common Stock | M行使選擇權處分 | −1,000,000 | $0.00 | $0 | 4,000,000 | 直接 | |
| 2022/6/21 | Common Stock | M行使選擇權處分 | −1,020,000 | $0.00 | $0 | 2,980,000 | 直接 | |
| 2022/6/22 | Common Stock | M行使選擇權處分 | −1,000,000 | $0.00 | $0 | 1,980,000 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $67.41 to $68.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $68.41 to $69.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $67.40 to $68.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $68.40 to $69.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $69.40 to $69.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $66.41 to $67.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $67.45 to $67.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。