Catz Safra's Form 4 filing
Oracle Corp (ORCL) · filed Jun 22, 2022
- Accession no.
- 0001127602-22-017995
- Filed
- Jun 22, 2022
- Trade date
- Jun 17-22, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $204.4M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Catz SafraCIK 0001205005 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | MOption exerciseAcquired | +1,000,000 | $29.72 | +$29,720,000 | 2,118,592 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −748,054 | $67.90F2 | −$50,792,866.6 | 1,370,538 | Direct | |
| Jun 17, 2022 | Common Stock | SSaleDisposed | −251,946 | $68.63F3 | −$17,291,053.98 | 1,118,592 | Direct | |
| Jun 21, 2022 | Common Stock | MOption exerciseAcquired | +1,020,000 | $29.72 | +$30,314,400 | 2,138,592 | Direct | |
| Jun 21, 2022 | Common Stock | SSaleDisposed | −756,756 | $67.89F4 | −$51,376,164.84 | 1,381,836 | Direct | |
| Jun 21, 2022 | Common Stock | SSaleDisposed | −254,550 | $68.76F5 | −$17,502,858 | 1,127,286 | Direct | |
| Jun 21, 2022 | Common Stock | SSaleDisposed | −8,694 | $69.43F6 | −$603,624.42 | 1,118,592 | Direct | |
| Jun 22, 2022 | Common Stock | MOption exerciseAcquired | +1,000,000 | $29.72 | +$29,720,000 | 2,118,592 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −999,769 | $66.87F7 | −$66,854,553.03 | 1,118,823 | Direct | |
| Jun 22, 2022 | Common Stock | SSaleDisposed | −231 | $67.46F8 | −$15,583.26 | 1,118,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | MOption exerciseDisposed | −1,000,000 | $0.00 | $0 | 4,000,000 | Direct | |
| Jun 21, 2022 | Common Stock | MOption exerciseDisposed | −1,020,000 | $0.00 | $0 | 2,980,000 | Direct | |
| Jun 22, 2022 | Common Stock | MOption exerciseDisposed | −1,000,000 | $0.00 | $0 | 1,980,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $67.41 to $68.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $68.41 to $69.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $67.40 to $68.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $68.40 to $69.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $69.40 to $69.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $66.41 to $67.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades at prices ranging from $67.45 to $67.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.