Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/6/17 申報
- 申報編號
- 0001127602-22-017762
- 申報時間
- 2022/6/17
- 交易日
- 2022/6/15-6/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,116 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/15 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −2,380 | $124.63F2 | −$296,619.4 | 5,449,566 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −5,659 | $125.87F3 | −$712,298.33 | 5,443,907 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −4,279 | $126.75F4 | −$542,363.25 | 5,439,628 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −6,225 | $127.88F5 | −$796,053 | 5,433,403 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −9,451 | $128.84F6 | −$1,217,666.84 | 5,423,952 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −9,206 | $129.87F7 | −$1,195,583.22 | 5,414,746 | 直接 | |
| 2022/6/15 | Common Stock | S賣出處分 | −2,800 | $130.63F8 | −$365,764 | 5,411,946 | 直接 | |
| 2022/6/16 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/16 | Common Stock | S賣出處分 | −13,800 | $119.16F9 | −$1,644,408 | 5,438,146 | 直接 | |
| 2022/6/16 | Common Stock | S賣出處分 | −15,005 | $119.85F10 | −$1,798,349.25 | 5,423,141 | 直接 | |
| 2022/6/16 | Common Stock | S賣出處分 | −11,195 | $120.69F11 | −$1,351,124.55 | 5,411,946 | 直接 | |
| 2022/6/16 | Common Stock | S賣出處分 | −10,000 | $124.29 | −$1,242,900 | 6,844,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/15 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,307,155 | 直接 | |
| 2022/6/16 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,267,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.25 to $125.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.26 to $126.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.27 to $127.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.30 to $128.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.32 to $129.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.33 to $130.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.34 to $131.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.38 to $119.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $119.40 to $120.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $120.41 to $121.16. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。