Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jun 17, 2022
- Accession no.
- 0001127602-22-017762
- Filed
- Jun 17, 2022
- Trade date
- Jun 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.2M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −2,380 | $124.63F2 | −$296,619.4 | 5,449,566 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −5,659 | $125.87F3 | −$712,298.33 | 5,443,907 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −4,279 | $126.75F4 | −$542,363.25 | 5,439,628 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −6,225 | $127.88F5 | −$796,053 | 5,433,403 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −9,451 | $128.84F6 | −$1,217,666.84 | 5,423,952 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −9,206 | $129.87F7 | −$1,195,583.22 | 5,414,746 | Direct | |
| Jun 15, 2022 | Common Stock | SSaleDisposed | −2,800 | $130.63F8 | −$365,764 | 5,411,946 | Direct | |
| Jun 16, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 16, 2022 | Common Stock | SSaleDisposed | −13,800 | $119.16F9 | −$1,644,408 | 5,438,146 | Direct | |
| Jun 16, 2022 | Common Stock | SSaleDisposed | −15,005 | $119.85F10 | −$1,798,349.25 | 5,423,141 | Direct | |
| Jun 16, 2022 | Common Stock | SSaleDisposed | −11,195 | $120.69F11 | −$1,351,124.55 | 5,411,946 | Direct | |
| Jun 16, 2022 | Common Stock | SSaleDisposed | −10,000 | $124.29 | −$1,242,900 | 6,844,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,307,155 | Direct | |
| Jun 16, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,267,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.25 to $125.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $125.26 to $126.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.27 to $127.22. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.30 to $128.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.32 to $129.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.33 to $130.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.34 to $131.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $118.38 to $119.38. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $119.40 to $120.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $120.41 to $121.16. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.