Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/6/3 申報
- 申報編號
- 0001127602-22-016631
- 申報時間
- 2022/6/3
- 交易日
- 2022/6/1-6/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 18 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,261 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/1 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −3,166 | $141.67F2 | −$448,527.22 | 5,448,780 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −13,056 | $142.51F3 | −$1,860,610.56 | 5,435,724 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −12,049 | $143.58F4 | −$1,729,995.42 | 5,423,675 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −5,329 | $144.33F5 | −$769,134.57 | 5,418,346 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −4,137 | $145.62F6 | −$602,429.94 | 5,414,209 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −1,063 | $146.65F7 | −$155,888.95 | 5,413,146 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −800 | $147.46F8 | −$117,968 | 5,412,346 | 直接 | |
| 2022/6/1 | Common Stock | S賣出處分 | −400 | $148.44F9 | −$59,376 | 5,411,946 | 直接 | |
| 2022/6/2 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −1,200 | $131.56F10 | −$157,872 | 5,450,746 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −900 | $132.68F11 | −$119,412 | 5,449,846 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −10,100 | $134.06F12 | −$1,354,006 | 5,439,746 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −7,000 | $135.12F13 | −$945,840 | 5,432,746 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −300 | $136.72F14 | −$41,016 | 5,432,446 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −14,000 | $138.58F15 | −$1,940,120 | 5,418,446 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −6,500 | $139.79F16 | −$908,635 | 5,411,946 | 直接 | |
| 2022/6/2 | Common Stock | S賣出處分 | −10,000 | $140.00 | −$1,400,000 | 6,864,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/6/1 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,467,155 | 直接 | |
| 2022/6/2 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,427,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.97 to $141.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.98 to $142.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.99 to $143.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.00 to $144.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.01 to $146.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.06 to $147.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.09 to $147.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.20 to $148.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.16 to $131.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.17 to $133.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.20 to $134.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.28 to $135.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.53 to $136.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.10 to $139.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.21 to $140.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
表 I 有 1 筆交易的價格引用這則附註。