Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed Jun 3, 2022
- Accession no.
- 0001127602-22-016631
- Filed
- Jun 3, 2022
- Trade date
- Jun 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 18 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.6M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −3,166 | $141.67F2 | −$448,527.22 | 5,448,780 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −13,056 | $142.51F3 | −$1,860,610.56 | 5,435,724 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −12,049 | $143.58F4 | −$1,729,995.42 | 5,423,675 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −5,329 | $144.33F5 | −$769,134.57 | 5,418,346 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −4,137 | $145.62F6 | −$602,429.94 | 5,414,209 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −1,063 | $146.65F7 | −$155,888.95 | 5,413,146 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −800 | $147.46F8 | −$117,968 | 5,412,346 | Direct | |
| Jun 1, 2022 | Common Stock | SSaleDisposed | −400 | $148.44F9 | −$59,376 | 5,411,946 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −1,200 | $131.56F10 | −$157,872 | 5,450,746 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −900 | $132.68F11 | −$119,412 | 5,449,846 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −10,100 | $134.06F12 | −$1,354,006 | 5,439,746 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −7,000 | $135.12F13 | −$945,840 | 5,432,746 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −300 | $136.72F14 | −$41,016 | 5,432,446 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −14,000 | $138.58F15 | −$1,940,120 | 5,418,446 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −6,500 | $139.79F16 | −$908,635 | 5,411,946 | Direct | |
| Jun 2, 2022 | Common Stock | SSaleDisposed | −10,000 | $140.00 | −$1,400,000 | 6,864,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,467,155 | Direct | |
| Jun 2, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,427,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.97 to $141.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.98 to $142.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.99 to $143.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.00 to $144.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.01 to $146.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.06 to $147.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.09 to $147.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.20 to $148.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.16 to $131.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.17 to $133.03. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.20 to $134.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.28 to $135.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $136.53 to $136.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.10 to $139.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.
- F16
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.21 to $140.18. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Cancel
Referenced by the price of 1 transaction in Table I.