Bancel Stephane 的 Form 4 申報
Moderna, Inc.（MRNA），2022/5/27 申報
- 申報編號
- 0001127602-22-015851
- 申報時間
- 2022/5/27
- 交易日
- 2022/5/25-5/26
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,180 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bancel StephaneCIK 0001443340 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/25 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −11,256 | $127.22F2 | −$1,431,988.32 | 5,440,690 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −10,645 | $127.94F3 | −$1,361,921.3 | 5,430,045 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −11,249 | $129.00F4 | −$1,451,121 | 5,418,796 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −6,060 | $129.76F5 | −$786,345.6 | 5,412,736 | 直接 | |
| 2022/5/25 | Common Stock | S賣出處分 | −790 | $130.98F6 | −$103,474.2 | 5,411,946 | 直接 | |
| 2022/5/26 | Common Stock | M行使選擇權取得 | +40,000 | $0.99 | +$39,600 | 5,451,946 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −1,900 | $129.25F7 | −$245,575 | 5,450,046 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −2,106 | $130.93F8 | −$275,738.58 | 5,447,940 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −1,829 | $131.67F9 | −$240,824.43 | 5,446,111 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −2,524 | $132.87F10 | −$335,363.88 | 5,443,587 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −15,013 | $133.73F11 | −$2,007,688.49 | 5,428,574 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −6,372 | $134.82F12 | −$859,073.04 | 5,422,202 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −10,256 | $135.65F13 | −$1,391,226.4 | 5,411,946 | 直接 | |
| 2022/5/26 | Common Stock | S賣出處分 | −10,000 | $130.85 | −$1,308,500 | 6,874,880 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/5/25 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,547,155 | 直接 | |
| 2022/5/26 | Common Stock | M行使選擇權處分 | −40,000 | $0.00 | $0 | 4,507,155 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.58 to $127.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.59 to $128.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.60 to $129.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.64 to $130.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.71 to $131.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.96 to $129.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.20 to $131.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.25 to $132.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.28 to $133.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.29 to $134.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.31 to $135.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.32 to $136.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。