Bancel Stephane's Form 4 filing
Moderna, Inc. (MRNA) · filed May 27, 2022
- Accession no.
- 0001127602-22-015851
- Filed
- May 27, 2022
- Trade date
- May 25-26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 15 non-derivative transactions and 2 derivative transactions. Open-market sales total $11.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bancel StephaneCIK 0001443340 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −11,256 | $127.22F2 | −$1,431,988.32 | 5,440,690 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −10,645 | $127.94F3 | −$1,361,921.3 | 5,430,045 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −11,249 | $129.00F4 | −$1,451,121 | 5,418,796 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −6,060 | $129.76F5 | −$786,345.6 | 5,412,736 | Direct | |
| May 25, 2022 | Common Stock | SSaleDisposed | −790 | $130.98F6 | −$103,474.2 | 5,411,946 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseAcquired | +40,000 | $0.99 | +$39,600 | 5,451,946 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −1,900 | $129.25F7 | −$245,575 | 5,450,046 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −2,106 | $130.93F8 | −$275,738.58 | 5,447,940 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −1,829 | $131.67F9 | −$240,824.43 | 5,446,111 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −2,524 | $132.87F10 | −$335,363.88 | 5,443,587 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −15,013 | $133.73F11 | −$2,007,688.49 | 5,428,574 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −6,372 | $134.82F12 | −$859,073.04 | 5,422,202 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −10,256 | $135.65F13 | −$1,391,226.4 | 5,411,946 | Direct | |
| May 26, 2022 | Common Stock | SSaleDisposed | −10,000 | $130.85 | −$1,308,500 | 6,874,880 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,547,155 | Direct | |
| May 26, 2022 | Common Stock | MOption exerciseDisposed | −40,000 | $0.00 | $0 | 4,507,155 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $126.58 to $127.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $127.59 to $128.59. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.60 to $129.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $129.64 to $130.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.71 to $131.34. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $128.96 to $129.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $130.20 to $131.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $131.25 to $132.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $132.28 to $133.24. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $133.29 to $134.26. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $134.31 to $135.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $135.32 to $136.09. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.