Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2022/4/26 申報
- 申報編號
- 0001127602-22-012513
- 申報時間
- 2022/4/26
- 交易日
- 2022/4/25
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 14 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $286.4 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/25 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,627,532 | 直接 | |
| 2022/4/25 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,632,532 | 直接 | |
| 2022/4/25 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,642,532 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −10,400 | $140.06F2 | −$1,456,624 | 1,632,132 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −500 | $141.80F3 | −$70,900 | 1,631,632 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −602 | $143.16F4 | −$86,182.32 | 1,631,030 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −1,051 | $144.15F5 | −$151,501.65 | 1,629,979 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −2,300 | $145.39F6 | −$334,397 | 1,627,679 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −900 | $146.31F7 | −$131,679 | 1,626,779 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −900 | $147.14F8 | −$132,426 | 1,625,879 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −600 | $148.24F9 | −$88,944 | 1,625,279 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −1,161 | $149.33F10 | −$173,372.13 | 1,624,118 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −1,486 | $150.32F11 | −$223,375.52 | 1,622,632 | 直接 | |
| 2022/4/25 | Common Stock | S賣出處分 | −100 | $150.95 | −$15,095 | 1,622,532 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/4/25 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 91,972 | 直接 | |
| 2022/4/25 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 86,972 | 直接 | |
| 2022/4/25 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 37,431 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.92 to $140.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.43 to $142.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.52 to $143.51 Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.60 to $144.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.81 to $145.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.85 to $146.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.89 to $147.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.91 to $148.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.93 to $149.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.94 to $150.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。