Hoge Stephen's Form 4 filing
Moderna, Inc. (MRNA) · filed Apr 26, 2022
- Accession no.
- 0001127602-22-012513
- Filed
- Apr 26, 2022
- Trade date
- Apr 25, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.86M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoge StephenCIK 0001760669 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,627,532 | Direct | |
| Apr 25, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,632,532 | Direct | |
| Apr 25, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.99 | +$9,900 | 1,642,532 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −10,400 | $140.06F2 | −$1,456,624 | 1,632,132 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −500 | $141.80F3 | −$70,900 | 1,631,632 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −602 | $143.16F4 | −$86,182.32 | 1,631,030 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −1,051 | $144.15F5 | −$151,501.65 | 1,629,979 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −2,300 | $145.39F6 | −$334,397 | 1,627,679 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −900 | $146.31F7 | −$131,679 | 1,626,779 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −900 | $147.14F8 | −$132,426 | 1,625,879 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −600 | $148.24F9 | −$88,944 | 1,625,279 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −1,161 | $149.33F10 | −$173,372.13 | 1,624,118 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −1,486 | $150.32F11 | −$223,375.52 | 1,622,632 | Direct | |
| Apr 25, 2022 | Common Stock | SSaleDisposed | −100 | $150.95 | −$15,095 | 1,622,532 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 25, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 91,972 | Direct | |
| Apr 25, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 86,972 | Direct | |
| Apr 25, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 37,431 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $139.92 to $140.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.43 to $142.29. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $142.52 to $143.51 Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.60 to $144.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.81 to $145.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.85 to $146.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.89 to $147.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $147.91 to $148.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.93 to $149.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.94 to $150.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.