Smith David Ross 的 Form 4 申報
Charles River Laboratories International, Inc.（CRL），2022/3/4 申報
- 申報編號
- 0001127602-22-008258
- 申報時間
- 2022/3/4
- 交易日
- 2022/3/3
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $253.3 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Smith David RossCIK 0001650274 | 高階主管（Corporate Executive VP & CFO） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/3 | Common Stock | M行使選擇權取得 | +3,846 | $109.34 | +$420,521.64 | 29,665 | 直接 | |
| 2022/3/3 | Common Stock | M行使選擇權取得 | +3,304 | $144.67 | +$477,989.68 | 32,969 | 直接 | |
| 2022/3/3 | Common Stock | M行使選擇權取得 | +1,815 | $179.66 | +$326,082.9 | 34,784 | 直接 | |
| 2022/3/3 | Common Stock | S賣出處分 | −3,825 | $281.49F1 | −$1,076,699.25 | 30,959 | 直接 | |
| 2022/3/3 | Common Stock | S賣出處分 | −2,606 | $282.56F2 | −$736,351.36 | 28,353 | 直接 | |
| 2022/3/3 | Common Stock | S賣出處分 | −1,289 | $283.41F3 | −$365,315.49 | 27,064 | 直接 | |
| 2022/3/3 | Common Stock | S賣出處分 | −858 | $284.58F4 | −$244,169.64 | 26,206 | 直接 | |
| 2022/3/3 | Common Stock | S賣出處分 | −387 | $285.16F5 | −$110,356.92 | 25,819 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/3/3 | Common Stock | M行使選擇權處分 | −3,846 | $0.00 | $0 | 0 | 直接 | |
| 2022/3/3 | Common Stock | M行使選擇權處分 | −3,304 | $0.00 | $0 | 3,305 | 直接 | |
| 2022/3/3 | Common Stock | M行使選擇權處分 | −1,815 | $0.00 | $0 | 5,446 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $280.98 to $281.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $281.98 to $282.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $283.00 to $283.7. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $284.28 to $284.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $285.09 to $285.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。