Smith David Ross's Form 4 filing
Charles River Laboratories International, Inc. (CRL) · filed Mar 4, 2022
- Accession no.
- 0001127602-22-008258
- Filed
- Mar 4, 2022
- Trade date
- Mar 3, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.53M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith David RossCIK 0001650274 | Officer (Corporate Executive VP & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | MOption exerciseAcquired | +3,846 | $109.34 | +$420,521.64 | 29,665 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseAcquired | +3,304 | $144.67 | +$477,989.68 | 32,969 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseAcquired | +1,815 | $179.66 | +$326,082.9 | 34,784 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −3,825 | $281.49F1 | −$1,076,699.25 | 30,959 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −2,606 | $282.56F2 | −$736,351.36 | 28,353 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −1,289 | $283.41F3 | −$365,315.49 | 27,064 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −858 | $284.58F4 | −$244,169.64 | 26,206 | Direct | |
| Mar 3, 2022 | Common Stock | SSaleDisposed | −387 | $285.16F5 | −$110,356.92 | 25,819 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 3, 2022 | Common Stock | MOption exerciseDisposed | −3,846 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseDisposed | −3,304 | $0.00 | $0 | 3,305 | Direct | |
| Mar 3, 2022 | Common Stock | MOption exerciseDisposed | −1,815 | $0.00 | $0 | 5,446 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $280.98 to $281.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $281.98 to $282.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $283.00 to $283.7. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $284.28 to $284.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $285.09 to $285.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.