Heyman William H 的 Form 4 申報
Travelers Companies, Inc.（TRV），2022/1/26 申報
- 申報編號
- 0001127602-22-002193
- 申報時間
- 2022/1/26
- 交易日
- 2022/1/24-1/25
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $549.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Heyman William HCIK 0001198930 | 高階主管（副董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/24 | Common Stock | M行使選擇權取得 | +27,000 | $118.78 | +$3,207,060 | 272,260.9 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −6,000 | $163.88F1 | −$983,280 | 266,260.9 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −4,500 | $164.75F2 | −$741,375 | 261,760.9 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −6,000 | $165.88F3 | −$995,280 | 255,760.9 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −6,000 | $166.88F4 | −$1,001,280 | 249,760.9 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −4,500 | $167.75F5 | −$754,875 | 245,260.9 | 直接 | |
| 2022/1/25 | Common Stock | M行使選擇權取得 | +6,000 | $118.78 | +$712,680 | 251,260.9 | 直接 | |
| 2022/1/25 | Common Stock | S賣出處分 | −6,000 | $168.95F6 | −$1,013,700 | 245,260.9 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/24 | Common Stock | M行使選擇權處分 | −27,000 | $0.00 | $0 | 38,013 | 直接 | |
| 2022/1/25 | Common Stock | M行使選擇權處分 | −6,000 | $0.00 | $0 | 32,013 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Represents the weighted average sales price for increments ranging from $163.50 to $164.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Represents the weighted average sales price for increments ranging from $164.50 to $165.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents the weighted average sales price for increments ranging from $165.50 to $166.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents the weighted average sales price for increments ranging from $166.50 to $167.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents the weighted average sales price for increments ranging from $167.50 to $168.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents the weighted average sales price for increments ranging from $168.59 to $169.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。