Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Jan 26, 2022
- Accession no.
- 0001127602-22-002193
- Filed
- Jan 26, 2022
- Trade date
- Jan 24-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $5.49M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | MOption exerciseAcquired | +27,000 | $118.78 | +$3,207,060 | 272,260.9 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −6,000 | $163.88F1 | −$983,280 | 266,260.9 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −4,500 | $164.75F2 | −$741,375 | 261,760.9 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −6,000 | $165.88F3 | −$995,280 | 255,760.9 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −6,000 | $166.88F4 | −$1,001,280 | 249,760.9 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −4,500 | $167.75F5 | −$754,875 | 245,260.9 | Direct | |
| Jan 25, 2022 | Common Stock | MOption exerciseAcquired | +6,000 | $118.78 | +$712,680 | 251,260.9 | Direct | |
| Jan 25, 2022 | Common Stock | SSaleDisposed | −6,000 | $168.95F6 | −$1,013,700 | 245,260.9 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | MOption exerciseDisposed | −27,000 | $0.00 | $0 | 38,013 | Direct | |
| Jan 25, 2022 | Common Stock | MOption exerciseDisposed | −6,000 | $0.00 | $0 | 32,013 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $163.50 to $164.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $164.50 to $165.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sales price for increments ranging from $165.50 to $166.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for increments ranging from $166.50 to $167.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for increments ranging from $167.50 to $168.00. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for increments ranging from $168.59 to $169.50. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.