Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2022/1/25 申報
- 申報編號
- 0001127602-22-002055
- 申報時間
- 2022/1/25
- 交易日
- 2022/1/24
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 19 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $301.3 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/24 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2022/1/24 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,619,597 | 直接 | |
| 2022/1/24 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,629,597 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −699 | $138.95F2 | −$97,126.05 | 1,628,898 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −350 | $141.48F3 | −$49,518 | 1,628,548 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −395 | $142.54F4 | −$56,303.3 | 1,628,153 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −500 | $143.55F5 | −$71,775 | 1,627,653 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −1,200 | $144.67F6 | −$173,604 | 1,626,453 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −600 | $145.83F7 | −$87,498 | 1,625,853 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −800 | $147.24F8 | −$117,792 | 1,625,053 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −900 | $148.65F9 | −$133,785 | 1,624,153 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −1,161 | $149.41F10 | −$173,465.01 | 1,622,992 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −900 | $150.79F11 | −$135,711 | 1,622,092 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −600 | $152.08F12 | −$91,248 | 1,621,492 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −10,772 | $153.32F13 | −$1,651,563.04 | 1,610,720 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −700 | $154.04F14 | −$107,828 | 1,610,020 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −100 | $154.83 | −$15,483 | 1,609,920 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −100 | $155.87 | −$15,587 | 1,609,820 | 直接 | |
| 2022/1/24 | Common Stock | S賣出處分 | −223 | $157.69F15 | −$35,164.87 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/1/24 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 151,972 | 直接 | |
| 2022/1/24 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 146,972 | 直接 | |
| 2022/1/24 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 157,431 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.83 to $139.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.87 to $141.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.98 to $142.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.17 to $144.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.35 to $145.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.60 to $146.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.74 to $147.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.08 to $148.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.10 to $149.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.42 to $151.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.54 to $152.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.62 to $153.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.64 to $154.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.44 to $157.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。