Hoge Stephen's Form 4 filing
Moderna, Inc. (MRNA) · filed Jan 25, 2022
- Accession no.
- 0001127602-22-002055
- Filed
- Jan 25, 2022
- Trade date
- Jan 24, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.01M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hoge StephenCIK 0001760669 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,614,597 | Direct | |
| Jan 24, 2022 | Common Stock | MOption exerciseAcquired | +5,000 | $10.90 | +$54,500 | 1,619,597 | Direct | |
| Jan 24, 2022 | Common Stock | MOption exerciseAcquired | +10,000 | $0.99 | +$9,900 | 1,629,597 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −699 | $138.95F2 | −$97,126.05 | 1,628,898 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −350 | $141.48F3 | −$49,518 | 1,628,548 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −395 | $142.54F4 | −$56,303.3 | 1,628,153 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −500 | $143.55F5 | −$71,775 | 1,627,653 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −1,200 | $144.67F6 | −$173,604 | 1,626,453 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −600 | $145.83F7 | −$87,498 | 1,625,853 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −800 | $147.24F8 | −$117,792 | 1,625,053 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −900 | $148.65F9 | −$133,785 | 1,624,153 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −1,161 | $149.41F10 | −$173,465.01 | 1,622,992 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −900 | $150.79F11 | −$135,711 | 1,622,092 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −600 | $152.08F12 | −$91,248 | 1,621,492 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −10,772 | $153.32F13 | −$1,651,563.04 | 1,610,720 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −700 | $154.04F14 | −$107,828 | 1,610,020 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −100 | $154.83 | −$15,483 | 1,609,920 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −100 | $155.87 | −$15,587 | 1,609,820 | Direct | |
| Jan 24, 2022 | Common Stock | SSaleDisposed | −223 | $157.69F15 | −$35,164.87 | 1,609,597 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 151,972 | Direct | |
| Jan 24, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 146,972 | Direct | |
| Jan 24, 2022 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 157,431 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $138.83 to $139.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $140.87 to $141.78. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $141.98 to $142.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $143.17 to $144.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $144.35 to $145.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $145.60 to $146.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $146.74 to $147.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $148.08 to $148.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $149.10 to $149.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $150.42 to $151.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $151.54 to $152.54. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $152.62 to $153.56. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $153.64 to $154.30. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $157.44 to $157.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.