Hoge Stephen 的 Form 4 申報
Moderna, Inc.（MRNA），2021/12/27 申報
- 申報編號
- 0001127602-21-031926
- 申報時間
- 2021/12/27
- 交易日
- 2021/12/23
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 13 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $371.0 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Hoge StephenCIK 0001760669 | 高階主管（總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/23 | Common Stock | M行使選擇權取得 | +5,000 | $10.90 | +$54,500 | 1,614,597 | 直接 | |
| 2021/12/23 | Common Stock | M行使選擇權取得 | +10,000 | $0.99 | +$9,900 | 1,624,597 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −500 | $239.77F2 | −$119,885 | 1,624,097 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −1,200 | $240.66F3 | −$288,792 | 1,622,897 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −529 | $242.08F4 | −$128,060.32 | 1,622,368 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −1,000 | $243.09F5 | −$243,090 | 1,621,368 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −991 | $244.26F6 | −$242,061.66 | 1,620,377 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −1,500 | $246.56F7 | −$369,840 | 1,618,877 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −1,498 | $247.69F8 | −$371,039.62 | 1,617,379 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −355 | $248.54F9 | −$88,231.7 | 1,617,024 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −2,227 | $249.71F10 | −$556,104.17 | 1,614,797 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −5,100 | $250.44F11 | −$1,277,244 | 1,609,697 | 直接 | |
| 2021/12/23 | Common Stock | S賣出處分 | −100 | $252.00 | −$25,200 | 1,609,597 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/23 | Common Stock | M行使選擇權處分 | −5,000 | $0.00 | $0 | 171,972 | 直接 | |
| 2021/12/23 | Common Stock | M行使選擇權處分 | −10,000 | $0.00 | $0 | 197,431 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $239.39 to $240.17. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $240.40 to $241.13. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $241.52 to $242.44. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $242.71 to $243.58. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.96 to $244.96. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $246.19 to $247.06. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $247.20 to $248.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $248.24 to $248.80. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $249.27 to $250.07. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $250.41 to $251.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
表 I 有 1 筆交易的價格引用這則附註。